Our Commitment

BEN strongly values trust and teamwork and is committed to always acting with integrity and honesty. Our Code of Business Conduct and Ethics and other policies and procedures provide rules and guidelines for all members of the BEN community to ensure that we uphold the highest standards of ethics.

BEN is committed to an environment where open, honest communication is the expectation, not the exception. We want you to feel comfortable approaching your supervisor or management in instances where you believe violations of policies or standards have occurred. However, in situations in which you prefer to place an anonymous report, BEN maintains a confidential reporting hotline – the Ethics and Compliance Hotline – hosted by a third-party provider, EthicsPoint. You are encouraged to submit reports through this hotline to (1) report violations of state or federal laws and regulations, the Code of Business Conduct and Ethics, or any other policies or procedures; (2) ask for guidance related to the Code of Business Conduct and Ethics or other policies or procedures; and (3) share positive suggestions and feedback.

The information you provide will be sent to us by EthicsPoint on a completely confidential and anonymous basis if you should choose, although you are also welcome to leave your name and contact information. The BEN representative investigating your report may send you a message via the anonymous EthicsPoint system if additional information is needed in order to thoroughly investigate your report. If you have chosen to remain anonymous, your anonymity will remain intact despite communication with a BEN representative. Your comments will be heard and reports of noncompliance will be investigated.

REMEMBER:

There is no caller id, and calls cannot be traced.
You may choose to remain anonymous.
It is important to be as specific as possible if you chose to remain anonymous so that your concern can be addressed.

Questions and concerns also may directed to:

The Beneficient Company Group, L.P.
c/o Legal and Compliance Department
325 N. Saint Paul St., Suite 3000
Dallas, TX 75201
(214) 445-4700
compliance@beneficient.com

See the EthicsPoint FAQs for more information.

Make a Report Follow-up on a Report Code of Business Conduct and Ethics FAQs

To Make a Report

You may use either of the following two methods to submit a report:

Select the "Make a Report" link at the top of this web page.
OR

After you complete your report you will be assigned a unique code called a "report key." Write down your report key and password and keep them in a safe place. After 5-6 business days, use your report key and password to check your report for feedback or questions.